Nashua, New Hampshire, September 27 February 2022 /PRNewswire/ — Pinpoint Global is pleased to announce that CIOReview has awarded their 2022 Most Potential Compliance Technology Solution Provider Pinpoint Global was awarded for its ComplianceConnect™ technology. ComplianceConnect’s online compliance module provides, monitors and reports on specified SEC, FINRA or state compliance requirements.Compliant connection™ It was developed for financial services companies ranging from enterprise to entrepreneurial RIA.
“We are delighted that our successful compliance technology has been recognized,” Say Bob SullivanPresident and CEO of Pinpoint Global, “For over 20 years, we have provided online compliance services to the largest financial services companies. ComplianceConnect extends many of our enterprise-grade products for RIAs, which have their own specific compliance and business risks.
ComplianceConnect includes more than 20 modules to meet regulatory requirements and reduce risk for financial services firms. The platform increases communication between advisors and analysts and reduces time spent on compliance activities. These modules integrate with current systems and many can be deployed within weeks.
Each module offers multi-level review options, real-time reporting, and detailed auditing tools to keep RIAs and broker-dealers compliant with the regulatory environment. Pinpoint Global’s Gold Record storage means that data is encrypted, fully redundant, and can be accessed anytime the company is audited.
CIOReview is the leading print and digital magazine that guides businesses by reviewing current trends in technology solutions and services. CIO Review’s November Compliance Technical Edition A selection of the top 20 companies that are leading the way in delivering compliant technology solutions and transforming businesses.
Jay Stansbysaid the vice president of Pinpoint Global, “Automating these compliance requirements could save RIA firms months of work while providing SEC 204-2 and SEC 17(a)-4 gold record storage. ” Added Jay, “We are proud to be recognised for our achievements in delivering compliance solutions to the financial services industry.”
For more information on Pinpoint Global’s ComplianceConnect solution, please contact Jay Stansby at 716-465-6983 or [email protected].
About Pinpoint Global Communications
Pinpoint Global is a recognized leader in on-demand, online training and compliance solutions for financial services and health insurers.
Tailored for companies, Pinpoint Global’s Learning Management System (LMS) easily delivers the training and education they need, prepares salespeople, agents and consultants to sell fast, and provides real-time tracking and reporting for administrators and users. Pinpoint Global’s Compliant connectionTM value SaaS gives companies the security they know they can provide decision-ready data to deliver, monitor and report on in support of SEC requirements. www.pinpointglobal.com
Source Pinpoint Global Communication